Guidelines (valid as of 1 January 2022)

Sustainability 2

As part of our ongoing effort to finalize the implementation of the FinSA and FinIA, the following Asset Management Association Switzerland guidelines have been revised:

  • Code of Conduct
  • Guidelines for real estate funds
  • technical guidelines (Guidelines for money market funds, Guidelines on the valuation of assets and the handling of valuation errors, Guidelines on the calculation and publication of performance data, Guidelines on the calculation and disclosure of the TER)

The provisions of the old Transparency Guidelines were also revised and integrated into the revised Code of Conduct. The Distribution Guidelines and KIID Guidelines will cease to apply once the statutory transition periods expire because their content has now been subsumed within the FinSA.

The revised guidelines will come into force on 1 January 2022.

Circular 06/2021

Publication of Asset Management Association Switzerland self-regulation materials re-vised in line with FinSA/FinIA – new minimum standard as of 1 January 2022 and revised model documents

Circular 01/2021

Implementation of FinSA/FinIA – publication of revised guidelines – initially without FINMA recognition as minimum standard

Guidelines (valid as of 1 January 2022)

Code of Conduct of the Asset Management Association Switzerland (Translation)

Valid as of 1 January 2022

Guidelines for real estate funds (Translation)

Valid as of 1 January 2022

Guidelines for money market funds (Translation)

Valid as of 1 January 2022

Guidelines on the valuation of the assets of collective investment schemes and the handling of valuation errors in the case of openend collective investment schemes (Translation)

Valid as of 1 January 2022

Guidelines on the calculation and publication of performance data of collective investment schemes (Translation)

Valid as of 1 January 2022

Guidelines on the calculation and disclosure of the Total Expense Ratio (TER) of collective investment schemes (Translation)

Valid as of 1 January 2022

Working materials (Track change based on old law)

DE
Code of Conduct of the Asset Management Association Switzerland (Track change based on old law)

(Track change based on old law)

(the document is not available in the current language Englisch, but in another language)
DE
Guidelines for real estate funds (Track change based on old law)

(Track change based on old law)

(the document is not available in the current language Englisch, but in another language)
DE
Guidelines for money market funds (Track change based on old law)

(Track change based on old law)

(the document is not available in the current language Englisch, but in another language)
DE
Guidelines on the valuation of the assets of collective investment schemes and the handling of valuation errors in the case of openend collective investment schemes (Track change based on old law)

(Track change based on old law)

(the document is not available in the current language Englisch, but in another language)
DE
Guidelines on the calculation and publication of performance data of collective investment schemes (Track change based on old law)

(Track change based on old law)

(the document is not available in the current language Englisch, but in another language)
DE
Guidelines on the calculation and disclosure of the Total Expense Ratio (TER) of collective investment schemes (Track change based on old law)

(Track change based on old law)

(the document is not available in the current language Englisch, but in another language)

Working materials (Track change to the publication of 17 June 2021)

Code of Conduct of the Asset Management Association Switzerland (Track change to the publication of 17 June 2021)

(Track change to the publication of 17 June 2021)

Guidelines for real estate funds (Track change to the publication of 17 June 2021)

(Track change to the publication of 17 June 2021)

Guidelines for money market funds (Track change to the publication of 17 June 2021)

(Track change to the publication of 17 June 2021)

Guidelines on the valuation of the assets of collective investment schemes and the handling of valuation errors in the case of openend collective investment schemes (Track change to the publication of 17 June 2021)

(Track change to the publication of 17 June 2021)

Guidelines on the calculation and publication of performance data of collective investment schemes (Track change klein)
Guidelines on the calculation and disclosure of the Total Expense Ratio (TER) of collective investment schemes (Track change to the publication of 17 June 2021)

(Track change to the publication of 17 June 2021)

Bei den DV-Versionen der Dokumente handelt es sich ausschliesslich um Arbeitsdokumente, die den Nachvollzug der vorgenommenen Anpassungen erleichtern sollen. Massgeblich sind jedoch ausschliesslich die entsprechenden clean Versionen der jeweiligen Dokumente.