Documents

Guidelines

SFAMA RL FV_e_Guidelines Distribution_140522
Guidelines on the Distribution of Collective Investment Schemes - 22 May 2014
SFAMA Sample_Questionnaire Monitoring distributors_20171129_e
Questionnaire for the ongoing regulatory monitoring of distributors in accordance with Section II A Point 7 of the Guidelines on the Distribution of Collective Investment Schemes - 29 November 2017

Guidelines on the duty to keep documentary records_SwissBanking_1311
Guidelines on the duty to keep documentary records according to section 24(3) CISA (Collective Investment Schemes Act) - November 2013

Templates

EN
DE FR IT
SFAMA FE VV QA_e_Model distribution agreement_140910
Model distribution agreement for distribution agreements concerning distribution in Switzerland to qualified investors - 10 September 2014

Fee: CHF 200.00

EN
DE FR IT
SFAMA FE VV NQA_e_Model distribution agreement_140701
Model distribution agreement for distribution agreements concerning distribution in Switzerland to non-qualified investors - 1 July 2014

Fee: CHF 200.00

EN
DE FR
SFAMA FE PV_e_Placement agreement_150303
Sample placement agreement for the placement of units of collective investment schemes - 3 March 2015

Fee: CHF 200.00

EN
DE FR IT
SFAMA auslPRO_e_Model annex_150305

Sales Prospectus for a foreign collective investment scheme: Model annex "Additional information for investors in Switzerland" - 5 March 2015

Fee: CHF 50.00

EN
DE
SFAMA Vertreter-V_e_Example representative agreement_140220
Representative Agreement in relation to the distribution of foreign collective investment schemes to qualified investors in Switzerland - 20 February 2014

Fee: CHF 200.00

EN
DE FR IT
SFAMA FE MP QA_e_Model documentary record_131218
Model documentary record for qualified investors as defined in Art. 10.3c and d CISA (Duty to keep documentary records under Art. 24.3 CISA) - 18 Decembrer 2013

Fee: CHF 100.00