Guidelines (valid as of 1 January 2022)

Sustainability 2

As part of our ongoing effort to finalize the implementation of the FinSA and FinIA, the following Asset Management Association Switzerland guidelines have been revised:

  • Code of Conduct
  • Guidelines for real estate funds
  • technical guidelines (Guidelines for money market funds, Guidelines on the valuation of assets and the handling of valuation errors, Guidelines on the calculation and publication of performance data, Guidelines on the calculation and disclosure of the TER)

The provisions of the old Transparency Guidelines were also revised and integrated into the revised Code of Conduct. The Distribution Guidelines of 22 May 2014 and the KIID Guidelines of 20 January 2012 will cease to apply as of 31 December 2021.

The revised guidelines will come into force on 1 January 2022. They have not yet been recognised by FINMA as a minimum standard.

DE FR EN
Circular 01/2021

Implementation of FinSA/FinIA – publication of revised guidelines – initially without FINMA recognition as minimum standard

(il documento non è disponibile nella lingua corrente Italiano, ma in un'altra lingua)

Guidelines (valid as of 1 January 2022)

DE FR EN
Code of Conduct of the Asset Management Association Switzerland (Clean version) (Translation)

Valid as of 1 January 2022

(il documento non è disponibile nella lingua corrente Italiano, ma in un'altra lingua)
DE FR EN
Guidelines for real estate funds (Clean version) (Translation)

Valid as of 1 January 2022

(il documento non è disponibile nella lingua corrente Italiano, ma in un'altra lingua)
DE FR EN
Guidelines for money market funds (Clean version) (Translation)

Valid as of 1 January 2022

(il documento non è disponibile nella lingua corrente Italiano, ma in un'altra lingua)
DE FR EN
Guidelines on the valuation of the assets of collective investment schemes and the handling of valuation errors in the case of openend collective investment schemes (Clean version) (Translation)

Valid as of 1 January 2022

(il documento non è disponibile nella lingua corrente Italiano, ma in un'altra lingua)
DE FR EN
Guidelines on the calculation and publication of performance data of collective investment schemes (Clean version) (Translation)

Valid as of 1 January 2022

(il documento non è disponibile nella lingua corrente Italiano, ma in un'altra lingua)
DE FR EN
Guidelines on the calculation and disclosure of the Total Expense Ratio (TER) of collective investment schemes (Clean version) (Translation)

Valid as of 1 January 2022

(il documento non è disponibile nella lingua corrente Italiano, ma in un'altra lingua)

Working materials

DE FR EN
Code of Conduct of the Asset Management Association Switzerland (Track change version)
(il documento non è disponibile nella lingua corrente Italiano, ma in un'altra lingua)
DE FR EN
Guidelines for real estate funds (Track change version)
(il documento non è disponibile nella lingua corrente Italiano, ma in un'altra lingua)
DE FR EN
Guidelines for money market funds (Track change version)
(il documento non è disponibile nella lingua corrente Italiano, ma in un'altra lingua)
DE FR EN
Guidelines on the valuation of the assets of collective investment schemes and the handling of valuation errors in the case of openend collective investment schemes (Track change version)
(il documento non è disponibile nella lingua corrente Italiano, ma in un'altra lingua)
DE FR EN
Guidelines on the calculation and publication of performance data of collective investment schemes (Track change version)
(il documento non è disponibile nella lingua corrente Italiano, ma in un'altra lingua)
DE FR EN
Guidelines on the calculation and disclosure of the Total Expense Ratio (TER) of collective investment schemes (Track change version)
(il documento non è disponibile nella lingua corrente Italiano, ma in un'altra lingua)