Guidelines (valid from January 1, 2022)
As part of our ongoing effort to finalize the implementation of the FinSA and FinIA, the following Asset Management Association Switzerland guidelines have been revised:
- Code of Conduct
- Guidelines for real estate funds
- technical guidelines (Guidelines for money market funds, Guidelines on the valuation of assets and the handling of valuation errors, Guidelines on the calculation and publication of performance data, Guidelines on the calculation and disclosure of the TER)
The provisions of the old Transparency Guidelines were also revised and integrated into the revised Code of Conduct. The Distribution Guidelines and KIID Guidelines will cease to apply once the statutory transition periods expire because their content has now been subsumed within the FinSA.
The revised guidelines will come into force on 1 January 2022.
Publication of Asset Management Association Switzerland self-regulation materials re-vised in line with FinSA/FinIA – new minimum standard as of 1 January 2022 and revised model documents
Implementation of FinSA/FinIA – publication of revised guidelines – initially without FINMA recognition as minimum standard
Guidelines (valid as of 1 January 2022)
Valid as of 1 January 2022
Valid as of 1 January 2022
Valid as of 1 January 2022
Valid as of 1 January 2022
Valid as of 1 January 2022
Valid as of 1 January 2022
Working materials (Track change based on old law)
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(the document is not available in the current language Englisch, but in another language)(Track change based on old law)
(the document is not available in the current language Englisch, but in another language)(Track change based on old law)
(the document is not available in the current language Englisch, but in another language)(Track change based on old law)
(the document is not available in the current language Englisch, but in another language)(Track change based on old law)
(the document is not available in the current language Englisch, but in another language)(Track change based on old law)
(the document is not available in the current language Englisch, but in another language)Working materials (Track change to the publication of 17 June 2021)
(Track change to the publication of 17 June 2021)
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(Track change to the publication of 17 June 2021)
(Track change to the publication of 17 June 2021)
(Track change to the publication of 17 June 2021)
The deltaview versions of the documents are merely working documents intended to make it easier to identify the changes that have been made. Only the clean version of each document is binding.